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Consultancy

We have a core team of specialists in the AML arena who can, and do, provide a range of services to both the regulated and non-regulated sectors. As this site is for industry professionals and not the public at large, we do not go into a lengthy explanation of each service as we would expect the reader to know and understand each item.

Our Consultancy Service, in brief, can be divided in the UK under the following, three main headings:

  1. Policy, Procedures and Regulatory Compliance Programmes
  2. AML Audits
  3. Financial Crime Prevention and Risk Reduction Programmes

In addition we offer support in:

  1. Compliance Validation
  2. Transaction Analysis
  3. Trade-Based Money Laundering Consultancy
  4. Risk Assessment Programmes
  5. Review Team Support

For our US clients we can offer:

  1. Operational AML/BSA Programme Development and Implementation Support (including UK compatibility)
  2. Independent Testing of AML Programmes - (Section 352 of the US Patriot Act)
  3. 'Look Backs'
  4. Customer Identification Programmes (CIP) - (Section 326 of the US Patriot Act)
  5. Currency Transaction Reports (CTR) and Suspicious Activity Reports (SAR) Reviews

Our consultancy approach is somewhat different to that which most people expect. In today's business environment, most consultants seem to regurgitate all that you told them and present it in a massive report that spends its time sitting on a shelf at the back of the office. Do not expect the same from us.

Our aim is to provide you with focused support and guidance that will bring value to your key objectives and strategies. If it requires half a day's work and a one-page report, that is what you will get - we do not intend to drag the process out to increase our fees. Our aim is to develop a long-standing relationship with our clients based on meaningful support.